Gap filling sessions
To help you prepare yourself and your firm for the potential effects of the RDR we have put together a series of three half day sessions covering gaps identified by the Chartered Insurance Institute (CII) Gap Filling Tool and the Institute of Financial Planning (IFP).
The J.P. Morgan Asset Management Academy gap filling sessions will cover:
- 100% of ‘Financial Services Regulation & Ethics’
- 100% of ‘Investment Principles & Risk’
You can opt to attend all three sessions, or whichever sessions are needed to fill any gaps you may have in your knowledge in the build up to RDR implementation. Attendees will receive a Continuing Professional Development (CPD) certificate for each session they attend.
|
Upcoming gap filling sessions and topics (click on session for more information) |
|
|---|---|
| Session one: |
• Financial Services Regulation & Ethics
• Investment Principles & Risk |
| Session two: | • Investment Principles & Risk |
| Session three: |
• Financial Services Regulation & Ethics
• Investment Principles & Risk |
Dates and locations vary and can be found in the Gap filling sessions registration form
If you don’t use CII or IFP Gap Filling Tools?
Our gap filling sessions cover gaps identified by the Financial Services Authority (FSA) within Financial Services, Regulation & Ethics and Investment Principles & Risk.
See which gaps we cover that have been identified by the FSA, Policy Statement 11/1
Adviser Charging: putting a price on financial advice
Our latest report offers firms a practical guide on making the successful transition from commission-based charging to fees as part of the upcoming Retail Distribution Review.